Financial Services Compliance Resources

GRC Solutions provides an extensive range of online training and compliance resources for the financial services sector. Courses can be taken either as is, or customised to suit your organisation.

We also provide a range of newsletters, workshops, compliance forums and other resources to enhance the culture of compliance in your organisation.

Training topics include:

  • Anti-Money Laundering (AML)
  • Banking Executive Accountability Regime (BEAR)
  • ePayments Code
  • FATCA and CRS
  • Fraud Awareness
  • Modern Slavery
  • National Credit Code
  • Personal Property Securities Act
  • Privacy & Credit Reporting
  • Protecting Vulnerable Customers
  • Risk Management
  • Responsible Lending
  • Whistle-blowing

OUR TRAINING RESOURCES

Click to view our training resources

  • AML/CTF Training Package
  • Anti-Discrimination, Bullying & Harassment Training Package
  • COBCOP Training Modules
  • Common Reporting Standard Training Module
  • Complaints Handling Training Module
  • Credit Act & Code Training Package
  • Credit News
  • Customer Types Training and Resources
  • The Decisive Board

Click to view our training resources

  • ePayments Code Training Package
  • FATCA Training
  • Financial Services Tier 2 Training Package
  • Personal Property Securities Training Modules
  • Privacy and Credit Reporting Training Modules package
  • Protecting Vulnerable Customers from Potential Financial Abuse
  • Tax File Number and Withholding Tax Training Module
  • Workplace Health and Safety Training Package

OUR COMPLIANCE RESOURCES

Click to view our Compliance Resources

  • AML/CTF Compliance Manual
  • AML Risk Scoring Tool – Annual Licence Fee
  • AML Program Pro Forma
  • Addressing Discrimination, Sexual Harassment and Bullying in the Workplace
  • APRA CPS 510 Governance Compliance Manual
  • Australian Privacy Principles Compliance Manual
  • Business Transfers for Mutual ADIs
  • Capital and Risk Management for Customer-Owned ADIs
  • Change Notification Requirements Ready Reckoner
  • Common Reporting Standard Compliance Manual
  • Compliant Fees Resources Kit
  • Corporations Act Compliance Manual
  • Credit Act & Code Compliance Manuals Suite
  • Credit Code Standard Documents
  • Credit Reporting Compliance Manual
  • Customer Owned Banking Code of Practice Compliance Manual
  • Deceased Estates – Dealing with Deceased Estates
  • Disciplinary Action & Termination Manual
  • ePayments Code Manual
  • Enterprise Agreement Guide
  • Financial Product Advertising Manual
  • Financial Services Compliance Manual Suite
  • Fit and Proper Compliance Manual

Click to view our Compliance Resources

  • Garnishee and Statutory Notices Compliance Manual
  • Guide to lost members, dormant accounts & unclaimed money
  • Guide to the Operation of Children’s Accounts
  • Loan Guarantor Resources
  • Making Sense of the Prudential Standards
  • Mortgagee Sales Guide
  • Personal Property Securities Guide
  • Personal Property Securities (PPS) Standard Documents
  • Plain English Home Mortgage – Memorandum of Mortgage & Commentary
  • Power of Attorney Guide
  • Qualifications and Training – a guide to your legal obligations
  • Ready Reckoner for Types of Entities
  • Record retention – a guide to your legal obligations
  • Regulatory Schedule
  • Reporting Calendar for Customer Owned ADIs
  • Social Media Guide
  • Statutory Trust Accounts Guide
  • Takeover Response Manual
  • Tax File Number Compliance Manual
  • Workplace Health and Safety Guide
  • FATCA Compliance Manual
  • FATCA Local Bank Status Guide

Financial Services Membership Portal

Contact Details

These are the people who can help you with our products and services – not only the former COBA Compliance products, but also the extensive compliance and business support services offered by the GRC Solutions team.

Simo Buzanin

Account Manager
simo.buzanin@grcsolutions.com.au
Phone: 03 9108 0541

Tricia Clarke

Business Development/Account Manager WA & SA
tricia.clarke@grcsolutions.com.au
Phone: 08 6230 2096

Dean Rogers Business Development Manager, SA, TAS & VIC. Dean is a vital member of the GRC Solutions team.

Dean Rogers

Head of Sales and Marketing
dean.rogers@grcsolutions.com.au
Phone: 03 9012 8532

Michael Funston

Senior Manager, Legal & Compliance
michael.funston@grcsolutions.com.au
Phone: 02 8823 4155

Guy Griffin

Senior Lawyer
guy.griffin@grcsolutions.com.au
Phone: 02 8823 4154

Cypriana Tshai

Compliance Adviser
cypriana.tshai@grcsolutions.com.au
Phone: 02 8823 4107

Peter Hughes

Compliance Adviser
peter.hughes@grcsolutions.com.au
Phone: 02 8823 4151

Liam O'Brien, Senior Consultant. Liam is a vital member of the GRC Solutions team.

Liam O’Brien

Senior Consultant (Brisbane-based)
liam.obrien@grcsolutions.com.au
Phone: 07 3056 1840

Bill Tarrant

Product & Events Coordinator
bill.tarrant@grcsolutions.com.au
Phone: 02 8823 4152

Melanie Toner

Account Manager
melanie.toner@grcsolutions.com.au
Phone: 02 8823 4150

For further information