GRC Solutions is running on-line workshops for Responsible Managers of both Australian Credit Licensees and Australian Financial Services Licensees.

Each session will focus on the general obligations of Responsible Managers within the respective licensing regimes, the current and emerging regulator priorities in monitoring licensees’ compliance and practical tips for maintaining productive regulator engagement. There will also be updates from the Banking Royal Commission and FASEA.

The online format will also allow some tailoring of content to meet the specific interests of the participants.

AFSL TOPICS INCLUDE:

  • ASIC’s role and the obligations of Responsible Managers
  • Current and emerging issues for Australian Financial Services Licensees
  • Ethics, behavioural standards and expectations of finance professionals
  • Risk management in the finance sector
  • ASIC actions and the implications and consequences for Responsible Managers

ACL TOPICS INCLUDE:

  • ASIC’s role and the obligations of Responsible Managers
  • Emerging issues for Australian Credit Licensees
  • Ethics, behavioural standards and expectations of finance professionals
  • Responsible lending obligations
  • ASIC actions, implications and consequences for Responsible Managers
  • Updated responsible lending guidelines

DATE AND TIME

Date and time will be arranged between the presenter and participants.

Cost: $599.00*
Duration: over 2 x 1.5hour sessions

*Please note the listed price is per two-session workshop. It is the licensee’s obligation to determine the relevance of CPD to their license conditions and the number of points.


Liam O’Brien, Senior Consultant .Liam is a vital member of the GRC Solutions management team.

About your facilitator:

Liam O’Brien, Senior Consultant

Liam is a highly regarded risk and compliance expert and workshop presenter. He helps organisations develop a successful risk and compliance program by converting a strategy into an operational program of work. Liam holds a Master of Applied Finance and is currently a Responsible Manager of an AFSL, company director and subject matter expert.


Please fill out the below form to register and have an invoice sent to you.