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Financial Services

Financial services encompass a wide range of activities including banking, superannuation, insurance, managed investments, options, derivatives, securities, broking, futures and other financial investments.

The Salt Financial Services course will take you on a journey to understand the underlying laws that relate to financial services compliance across all industries.

Additional modules can be developed for specific financial services products, such as managed investments, derivatives, banking and insurance. However, the first eight modules are applicable to all financial services businesses.

Screenshot of Introducing Financial Services Regulation Course. This particular page is looking at what is financial services regulation.

Who is this training for?

This training is designed for staff at any level within a financial services organisation that could be exposed to a risk of breaching the current laws.

Course Outline

Module 1:Introducing financial services regulation
Module 2:Australian financial services licences
Module 3:Disclosure obligations
Module 4:Reporting obligations
Module 5:Market misconduct