Compliance and Control Attestation

“Come to terms with all of your organisation’s compliance requirements.”

Identifying your compliance requirements

Every organisation faces a range of internal and external compliance risks. This final course in the Protecht suite of risk management courses considers how to identify the risk of compliance breaches and apply appropriate controls, from reporting to workflow escalation.

Compliance programs can be defined as a series of questions that employees respond to on a periodic basis to ensure compliance with relevant obligations, controls, contractual requirements, policies and procedures.

The breadth of compliance issues that organisations are liable to brush up against can be daunting. This course explores what goes into a compliance program: how to build libraries of internal and external compliance requirements; prepare for and report on them; notify the relevant people and take appropriate action.

Who is this training for?

Everyone in the workplace – including compliance and risk managers, senior management or other employees – has a role to play in addressing their organisation’s and their own compliance requirements.

Course Outline

Module 1:Defining compliance
Module 2:Compliance inputs
Module 3:Compliance processes
Module 4:Compliance outputs