GRC Solutions’ Online Store
Where you can purchase off-the-shelf compliance courses from our Salt Compliance e-learning library.
Purchasing compliance courses through our online store is a great option for individuals or small groups who want to improve their understanding of their compliance obligations. All our eLearning courses have been designed to be accessible to a range of staff and job roles in your organisation. Once purchased, you will have 90 days to complete your course. Upon successful completion you will be issued with a certificate to download.
This is also a perfect option for the growing Fintech sector who may have the same compliance obligations but lower initial staffing levels.
Courses purchased on this site will be in Australian Dollars.
For more information:
Anti Money Laundering
AU$99.00
AU$99.00Suitable for employees of reporting entities, this course outlines their legislative obligations and the risks related to money-laundering and terrorism financing.
Suitable for employees of reporting entities, this course outlines their legislative obligations and the risks related to money-laundering and terrorism financing.
Anti-Money Laundering Malaysia
AU$99.00
AU$99.00Suitable for employees of reporting entities, this course outlines their legislative obligations and the risks related to money-laundering and terrorism financing.
Suitable for employees of reporting entities, this course outlines their legislative obligations and the risks related to money-laundering and terrorism financing.
Anti-Money Laundering Singapore
AU$99.00
AU$99.00This course provides a general understanding of money-laundering and terrorism-financing risks, primarily aimed at all employees of reporting entities.
This course provides a general understanding of money-laundering and terrorism-financing risks, primarily aimed at all employees of reporting entities.
Bribery and Corruption
AU$99.00
AU$99.00Addressing the risks of bribery and corruption in both the public and private sectors, this course clearly explains the compliance obligations from Australian and international legislation for all levels of staff.
Addressing the risks of bribery and corruption in both the public and private sectors, this course clearly explains the compliance obligations from Australian and international legislation for all levels of staff.
Child Protection
AU$99.00
AU$99.00Recommended for anyone who comes into contact with children as part of their everyday job, this course examines child protection responsibilities, legal obligations and key regulators.
Recommended for anyone who comes into contact with children as part of their everyday job, this course examines child protection responsibilities, legal obligations and key regulators.
Commercial Practices and Acquisitions – New Zealand
AU$99.00
AU$99.00Primarily aimed at business transaction decision-makers and senior management, this course covers the Commerce Act as it addresses restrictive trade practices and business acquisitions.
Primarily aimed at business transaction decision-makers and senior management, this course covers the Commerce Act as it addresses restrictive trade practices and business acquisitions.
Competition and Consumer Protection
AU$99.00
AU$99.00The Competition and Consumer Act can affect every aspect of your business and staff at all levels. Through practical examples, this comprehensive course examines various competition obligations, as well as personal and organisational liability.
The Competition and Consumer Act can affect every aspect of your business and staff at all levels. Through practical examples, this comprehensive course examines various competition obligations, as well as personal and organisational liability.
Compliance and Control Attestation
AU$99.00
AU$99.00Every organisation faces a range of internal and external compliance risks. This final course in the Protecht suite of risk management courses considers how to identify the risk of compliance breaches and apply appropriate controls.
Every organisation faces a range of internal and external compliance risks. This final course in the Protecht suite of risk management courses considers how to identify the risk of compliance breaches and apply appropriate controls.
Consumer Guarantees – New Zealand
AU$99.00
AU$99.00Consumer guarantee obligations apply to every facet of your business across all staff levels. This course helps staff identify and reduce the risks of breaching the Consumer Guarantees Act.
Consumer guarantee obligations apply to every facet of your business across all staff levels. This course helps staff identify and reduce the risks of breaching the Consumer Guarantees Act.
Continuous Disclosure
AU$99.00
AU$99.00This course outlines the duties and obligations all employers and employees have when dealing with market sensitive information.
This course outlines the duties and obligations all employers and employees have when dealing with market sensitive information.
Contract Fundamentals
AU$99.00
AU$99.00Designed for staff at any level, this course provides an overall understanding of the issues associated with the pre-contractual process and interpreting contractual documents.
Designed for staff at any level, this course provides an overall understanding of the issues associated with the pre-contractual process and interpreting contractual documents.
Corporate Governance for Listed Entities
AU$99.00
AU$99.00Aimed at those in management roles and specifically designed for listed companies, this course examines the obligations, rules and concepts of good corporate governance.
Aimed at those in management roles and specifically designed for listed companies, this course examines the obligations, rules and concepts of good corporate governance.
Anti Money Laundering
AU$99.00
AU$99.00Suitable for employees of reporting entities, this course outlines their legislative obligations and the risks related to money-laundering and terrorism financing.
Suitable for employees of reporting entities, this course outlines their legislative obligations and the risks related to money-laundering and terrorism financing.
Bribery and Corruption
AU$99.00
AU$99.00Addressing the risks of bribery and corruption in both the public and private sectors, this course clearly explains the compliance obligations from Australian and international legislation for all levels of staff.
Addressing the risks of bribery and corruption in both the public and private sectors, this course clearly explains the compliance obligations from Australian and international legislation for all levels of staff.
Child Protection
AU$99.00
AU$99.00Recommended for anyone who comes into contact with children as part of their everyday job, this course examines child protection responsibilities, legal obligations and key regulators.
Recommended for anyone who comes into contact with children as part of their everyday job, this course examines child protection responsibilities, legal obligations and key regulators.
Competition and Consumer Protection
AU$99.00
AU$99.00The Competition and Consumer Act can affect every aspect of your business and staff at all levels. Through practical examples, this comprehensive course examines various competition obligations, as well as personal and organisational liability.
The Competition and Consumer Act can affect every aspect of your business and staff at all levels. Through practical examples, this comprehensive course examines various competition obligations, as well as personal and organisational liability.
Continuous Disclosure
AU$99.00
AU$99.00This course outlines the duties and obligations all employers and employees have when dealing with market sensitive information.
This course outlines the duties and obligations all employers and employees have when dealing with market sensitive information.
Contract Fundamentals
AU$99.00
AU$99.00Designed for staff at any level, this course provides an overall understanding of the issues associated with the pre-contractual process and interpreting contractual documents.
Designed for staff at any level, this course provides an overall understanding of the issues associated with the pre-contractual process and interpreting contractual documents.
Corporate Governance for Listed Entities
AU$99.00
AU$99.00Aimed at those in management roles and specifically designed for listed companies, this course examines the obligations, rules and concepts of good corporate governance.
Aimed at those in management roles and specifically designed for listed companies, this course examines the obligations, rules and concepts of good corporate governance.
Corporate Governance for Unlisted Entities
AU$99.00
AU$99.00Aimed at those in management roles and specifically designed for subsidiary and unlisted companies, this course examines the obligations, rules and concepts of good corporate governance.
Aimed at those in management roles and specifically designed for subsidiary and unlisted companies, this course examines the obligations, rules and concepts of good corporate governance.
Cyber Security
AU$99.00
AU$99.00Suitable for everyone in a workplace, this course is designed to reduce the risk of information security breaches by outlining the major risks and the appropriate measures to prevent them.
Suitable for everyone in a workplace, this course is designed to reduce the risk of information security breaches by outlining the major risks and the appropriate measures to prevent them.
Diversity & Equality
AU$99.00
AU$99.00Addressing both management and employee obligations, Diversity and Equality outlines the costs and consequences of bullying, discrimination and sexual harassment in the workplace.
Addressing both management and employee obligations, Diversity and Equality outlines the costs and consequences of bullying, discrimination and sexual harassment in the workplace.
eMarketing
AU$99.00
AU$99.00This course outlines the compliance responsibilities all employees and organisations have when using email, the internet and other electronic resources.
This course outlines the compliance responsibilities all employees and organisations have when using email, the internet and other electronic resources.
Environmental Compliance
AU$99.00
AU$99.00Applicable to staff at any level within an organisation, this course unpacks complex environmental law using real cases to create awareness of potential environmental risks and ongoing environmental obligations.
Applicable to staff at any level within an organisation, this course unpacks complex environmental law using real cases to create awareness of potential environmental risks and ongoing environmental obligations.
Commercial Practices and Acquisitions – New Zealand
AU$99.00
AU$99.00Primarily aimed at business transaction decision-makers and senior management, this course covers the Commerce Act as it addresses restrictive trade practices and business acquisitions.
Primarily aimed at business transaction decision-makers and senior management, this course covers the Commerce Act as it addresses restrictive trade practices and business acquisitions.
Consumer Guarantees – New Zealand
AU$99.00
AU$99.00Consumer guarantee obligations apply to every facet of your business across all staff levels. This course helps staff identify and reduce the risks of breaching the Consumer Guarantees Act.
Consumer guarantee obligations apply to every facet of your business across all staff levels. This course helps staff identify and reduce the risks of breaching the Consumer Guarantees Act.
Diversity & Equality – New Zealand
AU$99.00
AU$99.00Addressing both management and employee obligations, Diversity and Equality outlines the costs and consequences of bullying, discrimination and sexual harassment in the workplace.
Addressing both management and employee obligations, Diversity and Equality outlines the costs and consequences of bullying, discrimination and sexual harassment in the workplace.
Fair Trading – New Zealand
AU$99.00
AU$99.00Applicable across whole organisations, this course creates awareness on how to identify and reduce the risk of breaching the trade practices and information disclosure regulations of the Fair Trading Act.
Applicable across whole organisations, this course creates awareness on how to identify and reduce the risk of breaching the trade practices and information disclosure regulations of the Fair Trading Act.
New Zealand Workplace Health and Safety
AU$99.00
AU$99.00Everyone who goes to work should come home from work safely. But hundreds of people are still seriously injured or die from work-related diseases in New Zealand every year. Based on the Australian model work health and safety laws, the new Health and Safety at Work (HSW) Act (2015) emphasises the role of safety leadership and management responsibility in identifying and eliminating risks to workers’ safety. It also highlights the need for people within a business to cooperate and collaborate with each other to reduce the number of workplace injuries and deaths.
Everyone who goes to work should come home from work safely. But hundreds of people are still seriously injured or die from work-related diseases in New Zealand every year. Based on the Australian model work health and safety laws, the new Health and Safety at Work (HSW) Act (2015) emphasises the role of safety leadership and management responsibility in identifying and eliminating risks to workers’ safety. It also highlights the need for people within a business to cooperate and collaborate with each other to reduce the number of workplace injuries and deaths.
Privacy – New Zealand
AU$99.00
AU$99.00Privacy has become one of the biggest issues in dealing with customers, suppliers and staff. A complex issue, this training is designed for all levels of staff who come in contact with private information.
Privacy has become one of the biggest issues in dealing with customers, suppliers and staff. A complex issue, this training is designed for all levels of staff who come in contact with private information.
Anti-Money Laundering Malaysia
AU$99.00
AU$99.00Suitable for employees of reporting entities, this course outlines their legislative obligations and the risks related to money-laundering and terrorism financing.
Suitable for employees of reporting entities, this course outlines their legislative obligations and the risks related to money-laundering and terrorism financing.
Anti-Money Laundering Singapore
AU$99.00
AU$99.00This course provides a general understanding of money-laundering and terrorism-financing risks, primarily aimed at all employees of reporting entities.
This course provides a general understanding of money-laundering and terrorism-financing risks, primarily aimed at all employees of reporting entities.
Cyber Security
AU$99.00
AU$99.00Suitable for everyone in a workplace, this course is designed to reduce the risk of information security breaches by outlining the major risks and the appropriate measures to prevent them.
Suitable for everyone in a workplace, this course is designed to reduce the risk of information security breaches by outlining the major risks and the appropriate measures to prevent them.
Data Protection Singapore
AU$99.00
AU$99.00The Personal Data Protection Act (PDPA) applies to all individuals, companies, associations or bodies of persons, incorporated or unincorporated whether located in or outside Singapore. This course helps ensure all staff understand their requirements and obligations when dealing with individuals’ personal information.
The Personal Data Protection Act (PDPA) applies to all individuals, companies, associations or bodies of persons, incorporated or unincorporated whether located in or outside Singapore. This course helps ensure all staff understand their requirements and obligations when dealing with individuals’ personal information.
Fraud Awareness
AU$99.00
AU$99.00Although particularly suitable for those who work in fraud risk areas, fraud can exist in almost every workplace and is likely to be detected through employee tip-offs. This course builds capabilities in identifying, understanding, reporting and preventing fraud.
Although particularly suitable for those who work in fraud risk areas, fraud can exist in almost every workplace and is likely to be detected through employee tip-offs. This course builds capabilities in identifying, understanding, reporting and preventing fraud.
New Zealand Workplace Health and Safety
AU$99.00
AU$99.00Everyone who goes to work should come home from work safely. But hundreds of people are still seriously injured or die from work-related diseases in New Zealand every year. Based on the Australian model work health and safety laws, the new Health and Safety at Work (HSW) Act (2015) emphasises the role of safety leadership and management responsibility in identifying and eliminating risks to workers’ safety. It also highlights the need for people within a business to cooperate and collaborate with each other to reduce the number of workplace injuries and deaths.
Everyone who goes to work should come home from work safely. But hundreds of people are still seriously injured or die from work-related diseases in New Zealand every year. Based on the Australian model work health and safety laws, the new Health and Safety at Work (HSW) Act (2015) emphasises the role of safety leadership and management responsibility in identifying and eliminating risks to workers’ safety. It also highlights the need for people within a business to cooperate and collaborate with each other to reduce the number of workplace injuries and deaths.
UK Bribery Act
AU$99.00
AU$99.00This course explains the context and substance of the UK Bribery Act, one of the toughest and most comprehensive pieces of global anti-bribery legislation, and key strategies for managing risks.
This course explains the context and substance of the UK Bribery Act, one of the toughest and most comprehensive pieces of global anti-bribery legislation, and key strategies for managing risks.
Compliance Forum – Brisbane 5 March 2018
AU$200.00
AU$200.00Participation by Regulators
We are pleased to announce that both ASIC and AUSTRAC will have representatives presenting at the Compliance Forums in each of the four cities
Format and Timing
The Forums will cover topical issues in Credit Law, AML, Privacy, Financial Services, and related areas. They will be tailored to the risk and compliance concerns of the mutual banking industry.
There will be ample opportunity to ask questions, make comments and share solutions and approaches.
Each Forum will comprise
- four and a half hours of presentations with Q&A,
- morning tea, and
- a networking lunch.
CPD
We recommend that ACL Responsible Managers and others for whom this content is relevant, count participation in the Compliance Forums as 5.5 hours’ CPD.
Topic Suggestions Welcome
We are keen to cover specific issues of interest to participants. Please let Michael Funston (Michael.Funston@grcsolutions.com.au 02 8823 4155) know if there are any particular topics you would like covered.
Duration: 5.5 hours
CPD Points: 5.5
Cost: $200 ($150 Compliance package subscribers)
Date: 5 March
Location: Karstens Brisbane, Level 24, 215 Adelaide St, Brisbane City QLD 4000
Time: 10:00am – 3:30pm
Participation by Regulators
We are pleased to announce that both ASIC and AUSTRAC will have representatives presenting at the Compliance Forums in each of the four cities
Format and Timing
The Forums will cover topical issues in Credit Law, AML, Privacy, Financial Services, and related areas. They will be tailored to the risk and compliance concerns of the mutual banking industry.
There will be ample opportunity to ask questions, make comments and share solutions and approaches.
Each Forum will comprise
- four and a half hours of presentations with Q&A,
- morning tea, and
- a networking lunch.
CPD
We recommend that ACL Responsible Managers and others for whom this content is relevant, count participation in the Compliance Forums as 5.5 hours’ CPD.
Topic Suggestions Welcome
We are keen to cover specific issues of interest to participants. Please let Michael Funston (Michael.Funston@grcsolutions.com.au 02 8823 4155) know if there are any particular topics you would like covered.
Duration: 5.5 hours
CPD Points: 5.5
Cost: $200 ($150 Compliance package subscribers)
Date: 5 March
Location: Karstens Brisbane, Level 24, 215 Adelaide St, Brisbane City QLD 4000
Time: 10:00am – 3:30pm
Compliance Forum – Sydney 6 March 2018
AU$200.00
AU$200.00Participation by Regulators
We are pleased to announce that both ASIC and AUSTRAC will have representatives presenting at the Compliance Forums in each of the four cities
Format and Timing
The Forums will cover topical issues in Credit Law, AML, Privacy, Financial Services, and related areas. They will be tailored to the risk and compliance concerns of the mutual banking industry.
There will be ample opportunity to ask questions, make comments and share solutions and approaches.
Each Forum will comprise
- four and a half hours of presentations with Q&A,
- morning tea, and
- a networking lunch.
CPD
We recommend that ACL Responsible Managers and others for whom this content is relevant, count participation in the Compliance Forums as 5.5 hours’ CPD.
Topic Suggestions Welcome
We are keen to cover specific issues of interest to participants. Please let Michael Funston (Michael.Funston@grcsolutions.com.au 02 8823 4155) know if there are any particular topics you would like covered.
Duration: 5.5 hours
CPD Points: 5.5
Cost: $200 ($150 Compliance package subscribers)
Date: 6 March
Location: Grace Hotel, 77 York Street, Sydney, NSW 2000 Australia
Time: 10:00am – 3:30pm
Participation by Regulators
We are pleased to announce that both ASIC and AUSTRAC will have representatives presenting at the Compliance Forums in each of the four cities
Format and Timing
The Forums will cover topical issues in Credit Law, AML, Privacy, Financial Services, and related areas. They will be tailored to the risk and compliance concerns of the mutual banking industry.
There will be ample opportunity to ask questions, make comments and share solutions and approaches.
Each Forum will comprise
- four and a half hours of presentations with Q&A,
- morning tea, and
- a networking lunch.
CPD
We recommend that ACL Responsible Managers and others for whom this content is relevant, count participation in the Compliance Forums as 5.5 hours’ CPD.
Topic Suggestions Welcome
We are keen to cover specific issues of interest to participants. Please let Michael Funston (Michael.Funston@grcsolutions.com.au 02 8823 4155) know if there are any particular topics you would like covered.
Duration: 5.5 hours
CPD Points: 5.5
Cost: $200 ($150 Compliance package subscribers)
Date: 6 March
Location: Grace Hotel, 77 York Street, Sydney, NSW 2000 Australia
Time: 10:00am – 3:30pm
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Compliance Training – Delivery Essentials
AU$295.00
AU$295.00The perfect program for those who are new to the delivery of compliance training or for those who would like to improve the delivery of their current compliance training programs.
The perfect program for those who are new to the delivery of compliance training or for those who would like to improve the delivery of their current compliance training programs.
Compliance Training – Planning and Design Essentials
AU$295.00
AU$295.00This program is for those compliance professionals who would like to deepen their understanding of workplace learning, inclusive of how to conduct an effective training needs analysis and design a program tailored specifically to these needs.
This program is for those compliance professionals who would like to deepen their understanding of workplace learning, inclusive of how to conduct an effective training needs analysis and design a program tailored specifically to these needs.
Compliance and Control Attestation
AU$99.00
AU$99.00Every organisation faces a range of internal and external compliance risks. This final course in the Protecht suite of risk management courses considers how to identify the risk of compliance breaches and apply appropriate controls.
Every organisation faces a range of internal and external compliance risks. This final course in the Protecht suite of risk management courses considers how to identify the risk of compliance breaches and apply appropriate controls.
Incident Management
AU$99.00
AU$99.00Aimed at anyone in the workplace who could observe, record or respond to incidents, this course explores what an incident is and how to address it.
Aimed at anyone in the workplace who could observe, record or respond to incidents, this course explores what an incident is and how to address it.
Introduction to Risk Management
AU$99.00
AU$99.00This course introduces the concept and nature of risk as it relates to a range of organisations and is a suitable introduction to risk management for all staff levels.
This course introduces the concept and nature of risk as it relates to a range of organisations and is a suitable introduction to risk management for all staff levels.
Key Risk Indicators (KRI’s)
AU$99.00
AU$99.00Key Risk Indicators (KRIs) is the third course in Protecht’s risk suite, exploring how to capture, interpret and report on warning signs of risks in the workplace.
Key Risk Indicators (KRIs) is the third course in Protecht’s risk suite, exploring how to capture, interpret and report on warning signs of risks in the workplace.
Protecht Risk Management Suite
AU$700.00AU$399.00This course suite combines all five of the Risk Management courses in one easy to purchase package
AU$700.00AU$399.00Sale!This course suite combines all five of the Risk Management courses in one easy to purchase package
Risk and Control Self-Assessment (RCSA)
AU$99.00
AU$99.00Risk and Control Self-Assessment (RCSA) is the second course in Protecht’s risk suite, focusing on the role that assessment plays in the overall risk management process.
Risk and Control Self-Assessment (RCSA) is the second course in Protecht’s risk suite, focusing on the role that assessment plays in the overall risk management process.
Protecht Risk Management Suite
AU$700.00AU$399.00This course suite combines all five of the Risk Management courses in one easy to purchase package
AU$700.00AU$399.00Sale!This course suite combines all five of the Risk Management courses in one easy to purchase package
Salt CPD – Bribery and Corruption
AU$99.00
AU$99.00Bribery and Corruption
“The value of frauds has increased by almost 8 times against financial institutions.”
(KPMG Fraud Barometer)Growing problem
This CPD course examines the growing problem of bribery and corruption in financial services organisations in Australia. It looks at the prevalence on a domestic scale but also outlines what is happening internationally. There are several global initiatives that aim to tackle the problem, but how do they work – and DO they work?
We look at the various types of bribes – including kickbacks, facilitation payments and intangible goods – and discuss the best ways to recognise and deal with these.
We use examples from recent news headlines and local cases to emphasise the importance of the issue. Industry knowledge and overall comprehension are reinforced by short, independent research activities and practical scenarios presented throughout the course.
Who is this training for?
This training is a must for every person who works in retail and institutional stockbroking firms, along with newcomers to the industry. People working in other financial services organisations may also benefit and deepen their understanding of the issue.
Course outline
- Bribery and corruption in Australia
- Foreign bribery
- Global initiatives
- Types of bribes
- Detection and reporting
Duration: 2 hours
CPD hours: 2
Bribery and Corruption
“The value of frauds has increased by almost 8 times against financial institutions.”
(KPMG Fraud Barometer)Growing problem
This CPD course examines the growing problem of bribery and corruption in financial services organisations in Australia. It looks at the prevalence on a domestic scale but also outlines what is happening internationally. There are several global initiatives that aim to tackle the problem, but how do they work – and DO they work?
We look at the various types of bribes – including kickbacks, facilitation payments and intangible goods – and discuss the best ways to recognise and deal with these.
We use examples from recent news headlines and local cases to emphasise the importance of the issue. Industry knowledge and overall comprehension are reinforced by short, independent research activities and practical scenarios presented throughout the course.
Who is this training for?
This training is a must for every person who works in retail and institutional stockbroking firms, along with newcomers to the industry. People working in other financial services organisations may also benefit and deepen their understanding of the issue.
Course outline
- Bribery and corruption in Australia
- Foreign bribery
- Global initiatives
- Types of bribes
- Detection and reporting
Duration: 2 hours
CPD hours: 2
Salt CPD – Continuous Disclosure
AU$99.00
AU$99.00“Continuous disclosure is essential to the integrity and efficiency of the ASX.”
Growing problem
Disclosure requirements are not new. As far back as the late 19th century, companies listing on the Sydney stock exchange were required to “promptly notify alteration of capital, calls or other material information.”
This CPD course examines the types of information that needs to be disclosed – including market sensitive information – and discuss how the ASX Listing Rules expect us to deal with these.
We use examples from recent news headlines and local cases – from the landmark Newcrest case to the recent conviction of Waratah Resources executive chairman Benjamin Kirkpatrick and the trouble surrounding Sirtex Medical. Industry knowledge and overall comprehension is reinforced by short, independent research activities and practical scenarios presented throughout the course.
Who is this training for?
This training is a must for every person who works in retail and institutional stockbroking firms, along with newcomers to the industry. People working in other financial services organisations may also benefit and deepen their understanding of the issue.
Course outline
- Continuous disclosure obligations
- Types of information
- False markets
- Reporting
- Consequences of non-disclosure
Duration: 2 hours
CPD hours: 2
“Continuous disclosure is essential to the integrity and efficiency of the ASX.”
Growing problem
Disclosure requirements are not new. As far back as the late 19th century, companies listing on the Sydney stock exchange were required to “promptly notify alteration of capital, calls or other material information.”
This CPD course examines the types of information that needs to be disclosed – including market sensitive information – and discuss how the ASX Listing Rules expect us to deal with these.
We use examples from recent news headlines and local cases – from the landmark Newcrest case to the recent conviction of Waratah Resources executive chairman Benjamin Kirkpatrick and the trouble surrounding Sirtex Medical. Industry knowledge and overall comprehension is reinforced by short, independent research activities and practical scenarios presented throughout the course.
Who is this training for?
This training is a must for every person who works in retail and institutional stockbroking firms, along with newcomers to the industry. People working in other financial services organisations may also benefit and deepen their understanding of the issue.
Course outline
- Continuous disclosure obligations
- Types of information
- False markets
- Reporting
- Consequences of non-disclosure
Duration: 2 hours
CPD hours: 2
Salt CPD – Cybersecurity
AU$99.00
AU$99.00“As we’ve come to realise, the idea that security starts and ends with the purchase of a pre-packaged firewall is simply misguided.”
Global epidemic
This CPD course examines the growing problem of cybersecurity in financial services organisations in Australia and organisations across the world.
We look at the most common information security risks and breaches – including direct observation, malware viruses, phishing, identity theft, spam and credit card skimming – and discuss the best ways to prevent these. We also highlight what to do if there has been a successful cyberattack.
We use examples from recent news headlines and local cases – from the recent WannyCry attack to biggest and most remarkable attacks in history – to emphasise the enormous scale and prevalence of the issue. Industry knowledge and overall comprehension is reinforced by short and independent research activities and practical scenarios presented throughout the course.
Who is this training for?
This training is a must for every person who works in retail and institutional stockbroking firms, along with newcomers to the industry. People working in other financial services organisations may also benefit and deepen their understanding of the issue.
Course outline
- Effects of cybersecurity
- Cyberattacks
- Keeping safe at work
- Additional cautionary measures
- Personal devices and home environment
Duration: 2 hours
CPD hours: 2
“As we’ve come to realise, the idea that security starts and ends with the purchase of a pre-packaged firewall is simply misguided.”
Global epidemic
This CPD course examines the growing problem of cybersecurity in financial services organisations in Australia and organisations across the world.
We look at the most common information security risks and breaches – including direct observation, malware viruses, phishing, identity theft, spam and credit card skimming – and discuss the best ways to prevent these. We also highlight what to do if there has been a successful cyberattack.
We use examples from recent news headlines and local cases – from the recent WannyCry attack to biggest and most remarkable attacks in history – to emphasise the enormous scale and prevalence of the issue. Industry knowledge and overall comprehension is reinforced by short and independent research activities and practical scenarios presented throughout the course.
Who is this training for?
This training is a must for every person who works in retail and institutional stockbroking firms, along with newcomers to the industry. People working in other financial services organisations may also benefit and deepen their understanding of the issue.
Course outline
- Effects of cybersecurity
- Cyberattacks
- Keeping safe at work
- Additional cautionary measures
- Personal devices and home environment
Duration: 2 hours
CPD hours: 2
Salt CPD – Insider Trading
AU$99.00
AU$99.00“Since 2011, 35 people have been criminally prosecuted for insider trading because of ASIC investigations, with a conviction rate of over 85%.”
Protecting confidential information
This CPD course examines the occurrence of insider trading in financial services organisations in Australia.
We discuss the types of insider trading – including front running and insider market information – and ASIC’s role in prosecuting offenders. It looks at how inside information can be safeguarded, for example through the application of trading restrictions and Chinese walls.
We use examples from recent headlines and local cases – from the highly publicised Oliver Curtis and John Hartman case to the huge NAB trading scandal – to emphasise the importance of the issue. Industry knowledge and overall comprehension is reinforced by short, independent research activities and practical scenarios presented throughout the course.
Who is this training for?
This training is a must for every person who works in retail and institutional stockbroking firms, along with newcomers to the industry. People working in other financial services organisations may also benefit and deepen their understanding of the issue.
Course outline
- What is insider trading?
- Inside information
- Trading policy
- Exemptions and defences
- Detection and reporting
Duration: 2 hours
CPD hours: 2
“Since 2011, 35 people have been criminally prosecuted for insider trading because of ASIC investigations, with a conviction rate of over 85%.”
Protecting confidential information
This CPD course examines the occurrence of insider trading in financial services organisations in Australia.
We discuss the types of insider trading – including front running and insider market information – and ASIC’s role in prosecuting offenders. It looks at how inside information can be safeguarded, for example through the application of trading restrictions and Chinese walls.
We use examples from recent headlines and local cases – from the highly publicised Oliver Curtis and John Hartman case to the huge NAB trading scandal – to emphasise the importance of the issue. Industry knowledge and overall comprehension is reinforced by short, independent research activities and practical scenarios presented throughout the course.
Who is this training for?
This training is a must for every person who works in retail and institutional stockbroking firms, along with newcomers to the industry. People working in other financial services organisations may also benefit and deepen their understanding of the issue.
Course outline
- What is insider trading?
- Inside information
- Trading policy
- Exemptions and defences
- Detection and reporting
Duration: 2 hours
CPD hours: 2
Salt CPD – Margin Lending
AU$99.00
AU$99.00“Leverage works both ways. Geared exposure means the possibility of higher profits and the risk of greater losses.”
Manage the risks
Margin lending is about taking on extra risk to create more wealth faster. It is important that the investor has strategies in place to manage the risks of margin lending. Some of these strategies are not just for geared investors, but should apply to ungeared investing as well. The law now demands that these risks are addressed, prior to the margin loan commencing.
We look at margin lending facilities and loan to value ratios – including the types of LVRs and how to calculate these – and discuss the best ways to deal with these.
Examples are used from prominent organisations and industry experts – such as ASX, NAB Trade and MLC – to explain the concepts discussed in this course. Industry knowledge and overall comprehension is reinforced by short and independent research activities and practical scenarios presented throughout the course.
Who is this training for?
This training is a must for every person who works in retail and institutional stockbroking firms, along with newcomers to the industry. People working in other financial services organisations may also benefit and deepen their understanding of the issue.
Course outline
- Concept of gearing
- Margin lending facilities
- Relevant ratios
- Margin calls
- Lending provisions
Duration: 2 hours
CPD hours: 2
“Leverage works both ways. Geared exposure means the possibility of higher profits and the risk of greater losses.”
Manage the risks
Margin lending is about taking on extra risk to create more wealth faster. It is important that the investor has strategies in place to manage the risks of margin lending. Some of these strategies are not just for geared investors, but should apply to ungeared investing as well. The law now demands that these risks are addressed, prior to the margin loan commencing.
We look at margin lending facilities and loan to value ratios – including the types of LVRs and how to calculate these – and discuss the best ways to deal with these.
Examples are used from prominent organisations and industry experts – such as ASX, NAB Trade and MLC – to explain the concepts discussed in this course. Industry knowledge and overall comprehension is reinforced by short and independent research activities and practical scenarios presented throughout the course.
Who is this training for?
This training is a must for every person who works in retail and institutional stockbroking firms, along with newcomers to the industry. People working in other financial services organisations may also benefit and deepen their understanding of the issue.
Course outline
- Concept of gearing
- Margin lending facilities
- Relevant ratios
- Margin calls
- Lending provisions
Duration: 2 hours
CPD hours: 2
Salt CPD – Privacy
AU$99.00
AU$99.00“Privacy is one of the biggest issues an organisation faces; it affects them when dealing with customers, suppliers and staff.”
Growing problem
In this CPD course, we look at the Australian Privacy Principles (APPs) that consolidate existing privacy laws into stricter controls and requirements. We look at how the APPs apply to a range of actions – including collection, storage, use and access of personal information – and how to best apply these. In the eyes of the law, any breach by an employee can be treated as if committed by the company itself.
We use examples from recent news headlines and local cases to emphasise the importance of the issue. Industry knowledge and overall comprehension is reinforced by short and independent research activities and practical scenarios presented throughout the course.
Who is this training for?
This training is a must for every person who works in retail and institutional stockbroking firms, along with newcomers to the industry. People working in other financial services organisations may also benefit and deepen their understanding of the issue.
Course outline
- Privacy and how it works
- Collecting information
- Disclosure and marketing
- Maintaining personal information
- Accessing personal information
Duration: 2 hours
CPD hours: 2
“Privacy is one of the biggest issues an organisation faces; it affects them when dealing with customers, suppliers and staff.”
Growing problem
In this CPD course, we look at the Australian Privacy Principles (APPs) that consolidate existing privacy laws into stricter controls and requirements. We look at how the APPs apply to a range of actions – including collection, storage, use and access of personal information – and how to best apply these. In the eyes of the law, any breach by an employee can be treated as if committed by the company itself.
We use examples from recent news headlines and local cases to emphasise the importance of the issue. Industry knowledge and overall comprehension is reinforced by short and independent research activities and practical scenarios presented throughout the course.
Who is this training for?
This training is a must for every person who works in retail and institutional stockbroking firms, along with newcomers to the industry. People working in other financial services organisations may also benefit and deepen their understanding of the issue.
Course outline
- Privacy and how it works
- Collecting information
- Disclosure and marketing
- Maintaining personal information
- Accessing personal information
Duration: 2 hours
CPD hours: 2
Salt CPD – Rumour Handling
AU$99.00
AU$99.00“On any given day, a market professional will hear several rumours about a wide range of subjects. Some rumours will be of no relevance to the price or market for a financial product. Others, if they were true, could be materially relevant.”
Relation to financial products
This CPD course discusses how rumours should be handled within a professional environment, in particular the potential dangers inherent in discussing rumours in relation to financial products and some guidelines to assist in appropriately handling or discussing rumours.
We look at the various types of rumours – including “fake news”, rumourtrage and misleading statements – and discuss the best ways to recognise and deal with these.
We use examples from recent news headlines and local cases to emphasise the importance of the issue. Industry knowledge and overall comprehension is reinforced by short and independent research activities and practical scenarios presented throughout the course.
Who is this training for?
This training is a must for every person who works in retail and institutional stockbroking firms, along with newcomers to the industry. People working in other financial services organisations may also benefit and deepen their understanding of the issue.
Course outline
- Rumours and fake news
- Legal environment
- Rumours in the financial services industry
- Rules to handle rumours
- Internal considerations
Duration: 2 hours
CPD hours: 2
“On any given day, a market professional will hear several rumours about a wide range of subjects. Some rumours will be of no relevance to the price or market for a financial product. Others, if they were true, could be materially relevant.”
Relation to financial products
This CPD course discusses how rumours should be handled within a professional environment, in particular the potential dangers inherent in discussing rumours in relation to financial products and some guidelines to assist in appropriately handling or discussing rumours.
We look at the various types of rumours – including “fake news”, rumourtrage and misleading statements – and discuss the best ways to recognise and deal with these.
We use examples from recent news headlines and local cases to emphasise the importance of the issue. Industry knowledge and overall comprehension is reinforced by short and independent research activities and practical scenarios presented throughout the course.
Who is this training for?
This training is a must for every person who works in retail and institutional stockbroking firms, along with newcomers to the industry. People working in other financial services organisations may also benefit and deepen their understanding of the issue.
Course outline
- Rumours and fake news
- Legal environment
- Rumours in the financial services industry
- Rules to handle rumours
- Internal considerations
Duration: 2 hours
CPD hours: 2
Salt CPD – Short selling
AU$99.00
AU$99.00“Short selling is a hotly debated topic with parties for and against the practice taking firm standpoints.”
Reasons and benefitsThis CPD course examines the concept of short selling and what the reasons and benefits are. It looks at the application in Australia but recognises the destabilising effect it can have – during the GFC some jurisdictions applied temporary short selling bans to ease market pressure.
We look at ASIC guidance on short selling and short positions, how to calculate these and what the reporting requirements are.
Examples are used from recent headlines and well-known cases – from the current upheaval at Quintis sandalwood group to the highly acclaimed The Big Short movie – to emphasise the importance of the issue. Industry knowledge and overall comprehension is reinforced by short and independent research activities and practical scenarios presented throughout the course.
Who is this training for?
This training is a must for every person who works in retail and institutional stockbroking firms, along with newcomers to the industry. People working in other financial services organisations may also benefit and deepen their understanding of the issue.
Course outline
- Short selling
- Regulatory environment
- Lending agreements and reporting
- Short positioning reporting
- Relief and exemptions
Duration: 2 hours
CPD hours: 2
“Short selling is a hotly debated topic with parties for and against the practice taking firm standpoints.”
Reasons and benefitsThis CPD course examines the concept of short selling and what the reasons and benefits are. It looks at the application in Australia but recognises the destabilising effect it can have – during the GFC some jurisdictions applied temporary short selling bans to ease market pressure.
We look at ASIC guidance on short selling and short positions, how to calculate these and what the reporting requirements are.
Examples are used from recent headlines and well-known cases – from the current upheaval at Quintis sandalwood group to the highly acclaimed The Big Short movie – to emphasise the importance of the issue. Industry knowledge and overall comprehension is reinforced by short and independent research activities and practical scenarios presented throughout the course.
Who is this training for?
This training is a must for every person who works in retail and institutional stockbroking firms, along with newcomers to the industry. People working in other financial services organisations may also benefit and deepen their understanding of the issue.
Course outline
- Short selling
- Regulatory environment
- Lending agreements and reporting
- Short positioning reporting
- Relief and exemptions
Duration: 2 hours
CPD hours: 2
Salt CPD Product Bundle
AU$384.00
AU$384.00The future of CPD is here Salt CPD is a fresh approach to financial services continuing education. Our program is designed to give stockbrokers and financial advisers relevant, engaging and professional training that raises the bar on the conventional approach to CPD.
The future of CPD is here Salt CPD is a fresh approach to financial services continuing education. Our program is designed to give stockbrokers and financial advisers relevant, engaging and professional training that raises the bar on the conventional approach to CPD.
