GRC Solutions is running public courses for Responsible Managers for Australian Financial Services Licensing.
Australian Financial Services Licensing: General obligations of a Responsible Manager
The session will focus on the general obligations of Responsible Managers within the respective licensing regimes, current and emerging priorities for ASIC in monitoring licensees compliance and, practical tips for maintaining an efficient and effective relationship with ASIC.
The sessions are run in a highly interactive format which provides all attendees the benefit of each others experiences.
Duration: 3.5 hours
CPD Points: 3.5
Date: 20 June 2017
Location: The “G” Boardroom, Ground Floor, 838 Collins Street Docklands, VIC
Time: 1:00pm – 4:30pm
About your facilitator:
Liam O’Brien, Senior Consultant
Liam is a highly regarded risk and compliance expert and workshop presenter. He helps organisations develop a successful risk and compliance program by converting a strategy into an operational program of work. Liam holds a Master of Applied Finance and is currently a Responsible Manager of an AFSL.
*Governance Risk & Compliance Solutions is not an RTO. The CPD points are provided as a guide to licensees and other organisations to assist in determining an appropriate CPD allocation. GRC Solutions reserves the right to make changes to course dates, venue and any other matter in relation to course delivery. Registration may be transferred to another person up until the date of training without incurring any additional fee. Please contact us in advance if you would like to transfer the registration. Registrations may be cancelled for a full refund up to two weeks prior. Cancellations within two weeks prior will attract a cancellation fee of $199. Cancellations within 1 day of the course will require payment of the full course fee.